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District 5
1100 Poydras Street
Energy Centre, Suite 850
New Orleans, LA 70163-0802
Phone: (504) 522-6527
Fax: (504) 522-4077

Broker/Dealer Registration Fee: $200
Rep Registration Fee: $50

ALASKA

District 3
Two Union Square
601 Union Street, Suite 1616
Seattle, WA 98101-2327
Phone: (206) 624-0790
Fax: (206) 623-2518

Broker/Dealer Registration Fee: $250
Rep Registration Fee: $75

ARIZONA

District 3
Republic Plaza Building
370 17th Street, Suite 2900
Denver, CO 80202-5629
Phone: (303) 446-3100
Fax: (303) 620-9450

Broker/Dealer Registration Fee: $250
Rep Registration Fee: $75

ARKANSAS

District 5
1100 Poydras Street
Energy Centre, Suite 850
New Orleans, LA 70163-0802
Phone: (504) 522-6527
Fax: (504) 522-4077

Broker/Dealer Registration Fee: $200
Rep Registration Fee: $50

SOUTHERN and EASTERN CALIFORNIA

District 2
300 South Grand Avenue, Suite 1600
Los Angeles, CA 90071
Phone: (213) 229-2300
Fax: (213) 617-3299

Broker/Dealer Registration Fee: $300
Rep Registration Fee: $25

NORTHERN and WESTERN CALIFORNIA

District 1
One Montgomery Street, Suite 2100
San Francisco, CA 94104
Phone: (415) 217-1110
Fax: (415) 956-1931

Broker/Dealer Registration Fee: $300
Rep Registration Fee: $25

COLORADO

District 3
Republic Plaza Building
370 17th Street, Suite 2900
Denver, CO 80202-5629
Phone: (303) 446-3100
Fax: (303) 620-9450

Broker/Dealer Registration Fee: $10
Rep Registration Fee: $87

CONNECTICUT

District 11
99 High Street, Suite 900
Boston, MA 02110
Phone: (617) 532-3400
Fax: (617) 451-3524

Broker/Dealer Registration Fee: $250
Rep Registration Fee: $50

DELAWARE

District 9
Eleven Penn Center
1835 Market Street, Suite 1900
Philadelphia, PA 19103
Phone: (215) 665-1180
Fax: (215) 496-0434

Broker/Dealer Registration Fee: $250
Rep Registration Fee: $50

DISTRICT OF COLUMBIA

District 9
Eleven Penn Center
1835 Market Street, Suite 1900
Philadelphia, PA 19103
Phone: (215) 665-1180
Fax: (215) 496-0434

Broker/Dealer Registration Fee: $250
Rep Registration Fee: $25

FLORIDA

District 7
Crystal Corporate Centre, Suite 302
2500 N. Military Trail
Boca Raton, Fl 33431-6324
Phone: (561) 443-8000
Fax: (561) 443-7995

Broker/Dealer Registration Fee: $200
Rep Registration Fee: $40

GEORGIA

District 7
One Securities Centre, Suite 500
3490 Piedmont Road, N.E.
Atlanta, GA 30305
Phone: (404) 239-6100
Fax: (404) 237-9290

Broker/Dealer Registration Fee: $250
Rep Registration Fee: $50

HAWAII

District 1
One Montgomery Street, Suite 2100
San Francisco, CA 94104
Phone: (415) 217-1110
Fax: (415) 956-1931

Broker/Dealer Registration Fee: $200
Rep Registration Fee: $70

IDAHO

District 3
Two Union Square
601 Union Street, Suite 1616
Seattle, WA 98101-2327
Phone: (206) 624-0790
Fax: (206) 623-2518

Broker/Dealer Registration Fee: $100
Rep Registration Fee: $20

ILLINOIS

District 8
55 West Monroe Street
Suite 2700
Chicago, IL 60603-5001
Phone: (312) 899-4400
Fax: (312) 606-0742

Broker/Dealer Registration Fee: $300
Rep Registration Fee: $75

INDIANA

District 8
55 West Monroe Street
Suite 2700
Chicago, IL 60603-5001
Phone: (312) 899-4400
Fax: (312) 606-0742

Broker/Dealer Registration Fee: $250
Rep Registration Fee: $25

IOWA

District 4
12 Wyandotte Plaza
120 W. 12th Street, Suite 900
Kansas City, MO 64105
Phone: (816) 421-5700
Fax: (816) 421-5029

Broker/Dealer Registration Fee: $200
Rep Registration Fee: $30

KANSAS

District 4
12 Wyandotte Plaza
120 W. 12th Street, Suite 900
Kansas City, MO 64105
Phone: (816) 421-5700
Fax: (816) 421-5029

Broker/Dealer Registration Fee: $200
Rep Registration Fee: $50

KENTUCKY

District 8
55 West Monroe Street
Suite 2700
Chicago, IL 60603-5001
Phone: (312) 899-4400
Fax: (312) 606-0742

Broker/Dealer Registration Fee: $120
Rep Registration Fee: $50

LOUISIANA

District 5
1100 Poydras Street
Energy Centre, Suite 850
New Orleans, LA 70163-0802
Phone: (504) 522-6527
Fax: (504) 522-4077

Broker/Dealer Registration Fee: $250
Rep Registration Fee: $60

MAINE

District 11
99 High Street
Boston, MA 02110
Phone: (617) 532-3400
Fax: (617) 451-3524

Broker/Dealer Registration Fee: $200
Rep Registration Fee: $40

MARYLAND

District 9
Eleven Penn Center
1835 Market Street, Suite 1900
Philadelphia, PA 19103
Phone: (215) 665-1180
Fax: (215) 496-0434

Broker/Dealer Registration Fee: $250
Rep Registration Fee: $35

MASSACHUSETTS

District 11
99 High Street
Boston, MA 02110
Phone: (617) 532-3400
Fax: (617) 451-3524

Broker/Dealer Registration Fee: $300
Rep Registration Fee: $50

MICHIGAN

District 8
55 West Monroe Street
Suite 2700
Chicago, IL 60603-5001
Phone: (312) 899-4400
Fax: (312) 606-0742

Broker/Dealer Registration Fee: $250
Rep Registration Fee: $30

MINNESOTA

District 4
12 Wyandotte Plaza
120 W. 12th Street, Suite 900
Kansas City, MO 64105
Phone: (816) 421-5700
Fax: (816) 421-5029

Broker/Dealer Registration Fee: $200
Rep Registration Fee: $50

MISSISSIPPI

District 5
1100 Poydras Street
Energy Centre, Suite 850
New Orleans, LA 70163-0802
Phone: (504) 522-6527
Fax: (504) 522-4077

Broker/Dealer Registration Fee: $200
Rep Registration Fee: $50

MISSOURI

District 4
12 Wyandotte Plaza
120 W. 12th Street, Suite 900
Kansas City, MO 64105
Phone: (816) 421-5700
Fax: (816) 421-5029

Broker/Dealer Registration Fee: $200
Rep Registration Fee: $50

MONTANA

District 3
Two Union Square
601 Union Street, Suite 1616
Seattle, WA 98101-2327
Phone: (206) 624-0790
Fax: (206) 623-2518

Broker/Dealer Registration Fee: $200
Rep Registration Fee: $50

NEBRASKA

District 4
12 Wyandotte Plaza
120 W. 12th Street, Suite 900
Kansas City, MO 64105
Phone: (816) 421-5700
Fax: (816) 421-5029

Broker/Dealer Registration Fee: $250
Rep Registration Fee: $40

SOUTHERN and EASTERN NEVADA

District 4
300 South Grand Avenue, Suite 1600
Los Angeles, CA 90071-3126
Phone: (213) 229-2300
Fax: (213) 617-3299

Broker/Dealer Registration Fee: $150
Rep Registration Fee: $55

NORTHERN and WESTERN NEVADA

District 1
One Montgomery Street, Suite 2100
San Francisco, CA 94104
Phone: (415) 217-1110
Fax: (415) 956-1931

Broker/Dealer Registration Fee: $150
Rep Registration Fee: $55

NEW HAMPSHIRE

District 11
99 High Street
Boston, MA 02110
Phone: (617) 532-3400
Fax: (617) 451-3524

Broker/Dealer Registration Fee: $250
Rep Registration Fee: $130

NEW JERSEY

District 9
581 Main Street, 7th Floor
Woodbridge, NJ 07095-1164
Phone: (732) 596-2000
Fax: (732) 596-2001

Broker/Dealer Registration Fee: $250
Rep Registration Fee: $30

NEW MEXICO

District 3
Republic Plaza Building
370 17th Street, Suite 2900
Denver, CO 80202-5629
Phone: (303) 446-3100
Fax: (303) 620-9450

Broker/Dealer Registration Fee: $300
Rep Registration Fee: $35

NEW YORK CITY

District 10
165 Broadway, 52nd Floor
New York, NY 10006-1400
Phone: (212) 858-4000
Fax: (212) 858-4189

Broker/Dealer Registration Fee: $310
Rep Registration Fee: $45

WESTERN NEW YORK

District 9
581 Main Street, 7th Floor
Woodbridge, NJ 07095-1164
Phone: (732) 596-2000
Fax: (732) 596-2001

Broker/Dealer Registration Fee: $310
Rep Registration Fee: $45

NORTHERN NEW YORK

District 9
581 Main Street, 7th Floor
Woodbridge, NJ 07095-1164
Phone: (732) 596-2000
Fax: (732) 596-2001

Broker/Dealer Registration Fee: $310
Rep Registration Fee: $45

LONG ISLAND, NEW YORK

District 10
Two Jericho Plaza
2nd Floor, Wing A
Jericho, NY 11753-1658
Phone: (516) 949-4200
Fax: (516) 949-4201

Broker/Dealer Registration Fee: $310
Rep Registration Fee: $45

NORTH CAROLINA

District 7
One Securities Centre, Suite 500
3490 Piedmont Road, N.E.
Atlanta, GA 30305
Phone: (404) 239-6100
Fax: (404) 237-9290

Broker/Dealer Registration Fee: $200
Rep Registration Fee: $55

NORTH DAKOTA

District 4
12 Wyandotte Plaza
120 W. 12th Street, Suite 900
Kansas City, MO 64105
Phone: (816) 421-5700
Fax: (816) 421-5029

Broker/Dealer Registration Fee: $200
Rep Registration Fee: $60

OHIO

District 8
55 West Monroe Street
Suite 2700
Chicago, IL 60603-5001
Phone: (312) 899-4400
Fax: (312) 606-0742

Broker/Dealer Registration Fee: $150
Rep Registration Fee: $50

OKLAHOMA

District 5
1100 Poydras Street
Energy Centre, Suite 850
New Orleans, LA 70163-0802
Phone: (504) 522-6527
Fax: (504) 522-4077

Broker/Dealer Registration Fee: $300
Rep Registration Fee: $50

OREGON

District 3
Two Union Square
601 Union Street, Suite 1616
Seattle, WA 98101-2327
Phone: (206) 624-0790
Fax: (206) 623-2518

Broker/Dealer Registration Fee: $100
Rep Registration Fee: $15

PENNSYLVANIA

District 9
Eleven Penn Center
1835 Market Street, Suite 1900
Philadelphia, PA 19103
Phone: (215) 665-1180
Fax: (215) 496-0434

Broker/Dealer Registration Fee: $350
Rep Registration Fee: $80

PUERTO RICO

District 7
Crystal Corporate Centre, Suite 302
2500 N. Military Trail
Boca Raton, Fl 33431-6324
Phone: (561) 443-8000
Fax: (561) 443-7995

Broker/Dealer Registration Fee: $500
Rep Registration Fee: $150

RHODE ISLAND

District 11
99 High Street
Boston, MA 02110
Phone: (617) 532-3400
Fax: (617) 451-3524

Broker/Dealer Registration Fee: $250
Rep Registration Fee: $50

SOUTH CAROLINA

District 7
One Securities Centre, Suite 500
3490 Piedmont Road, N.E.
Atlanta, GA 30305
Phone: (404) 239-6100
Fax: (404) 237-9290

Broker/Dealer Registration Fee: $300
Rep Registration Fee: $100

SOUTH DAKOTA

District 4
12 Wyandotte Plaza
120 W. 12th Street, Suite 900
Kansas City, MO 64105
Phone: (816) 421-5700
Fax: (816) 421-5029

Broker/Dealer Registration Fee: $150
Rep Registration Fee: $125

TENNESSEE

District 5
1100 Poydras Street
Energy Centre, Suite 850
New Orleans, LA 70163-0802
Phone: (504) 522-6527
Fax: (504) 522-4077

Broker/Dealer Registration Fee: $300
Rep Registration Fee: $50

TEXAS

District 6
12801 North Central Expressway, Suite 1050
Dallas, TX 75243-1778
Phone: (972) 701-8554
Fax: (972) 716-7646

Broker/Dealer Registration Fee: $275
Rep Registration Fee: $235

UTAH

District 3
Republic Plaza Building
370 17th Street, Suite 2900
Denver, CO 80202-5629
Phone: (303) 446-3100
Fax: (303) 620-9450

Broker/Dealer Registration Fee: $75
Rep Registration Fee: $45

VERMONT

District 11
99 High Street
Boston, MA 02110
Phone: (617) 532-3400
Fax: (617) 451-3524

Broker/Dealer Registration Fee: $250
Rep Registration Fee: $45

VIRGINIA

District 9
Eleven Penn Center
1835 Market Street, Suite 1900
Philadelphia, PA 19103
Phone: (215) 665-1180
Fax: (215) 496-0434

Broker/Dealer Registration Fee: $200
Rep Registration Fee: $30

WASHINGTON

District 3
Two Union Square
601 Union Street, Suite 1616
Seattle, WA 98101-2327
Phone: (206) 624-0790
Fax: (206) 623-2518

Broker/Dealer Registration Fee: $150
Rep Registration Fee: $40

WEST VIRGINIA

District 9
Eleven Penn Center
1835 Market Street, Suite 1900
Philadelphia, PA 19103
Phone: (215) 665-1180
Fax: (215) 496-0434

Broker/Dealer Registration Fee: $250
Rep Registration Fee: $80

WISCONSIN

District 8
55 West Monroe Street
Suite 2700
Chicago, IL 60603-5001
Phone: (312) 899-4400
Fax: (312) 606-0742

Broker/Dealer Registration Fee: $400
Rep Registration Fee: $30

WYOMING

District 3
Republic Plaza Building
370 17th Street, Suite 2900
Denver, CO 80202-5629
Phone: (303) 446-3100
Fax: (303) 620-9450

Broker/Dealer Registration Fee: $200
Rep Registration Fee: $35