Compliance, FINRA and state regulations - there's a lot to handle as a broker/dealer owner. We can help you manage your business.

Look to us for the support you need for all securities litigation and arbitrations. We’ll get you ready for whatever comes your way.
 


Whether you’re starting up or already running a successful broker/dealer, B/D Solutions Consulting can help. Nationally recognized as a leader in the securities compliance consulting industry, B/D Solutions has what you’re looking for in a trusted advisor.

For those starting, you must ask yourself…buy or build? The answer to this critical question will set the foundation for your future as a broker/dealer owner. Let us help negotiate the intricacies associated with ownership and make your aspirations a reality.

If you’re already running your broker/dealer firm, there are myriad issues you must address. Regulatory compliance, ongoing financial operations assistance, expert witness testimony…these are just some of the challenges we can handle for you so that you can focus on your business.

Our team has the background, skills and expertise to help you start and manage your broker/dealer for enduring success. Our 75 years of combined experience, deep industry knowledge, agility in dealing with regulatory requirements, and acumen in resolving the most complex challenges you face are just some of the credentials you can count on from B/D Solutions.

To learn more about our services and how we can help you manage your firm with confidence, please review our web site or call us today.